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 black-box prompt optimization


Evaluating the Effectiveness of Black-Box Prompt Optimization as the Scale of LLMs Continues to Grow

arXiv.org Artificial Intelligence

Black-Box prompt optimization methods have emerged as a promising strategy for refining input prompts to better align large language models (LLMs), thereby enhancing their task performance. Although these methods have demonstrated encouraging results, most studies and experiments have primarily focused on smaller-scale models (e.g., 7B, 14B) or earlier versions (e.g., GPT-3.5) of LLMs. As the scale of LLMs continues to increase, such as with DeepSeek V3 (671B), it remains an open question whether these black-box optimization techniques will continue to yield significant performance improvements for models of such scale. In response to this, we select three well-known black-box optimization methods and evaluate them on large-scale LLMs (DeepSeek V3 and Gemini 2.0 Flash) across four NLU and NLG datasets. The results show that these black-box prompt optimization methods offer only limited improvements on these large-scale LLMs. Furthermore, we hypothesize that the scale of the model is the primary factor contributing to the limited benefits observed. To explore this hypothesis, we conducted experiments on LLMs of varying sizes (Qwen 2.5 series, ranging from 7B to 72B) and observed an inverse scaling law, wherein the effectiveness of black-box optimization methods diminished as the model size increased.


Black-Box Prompt Optimization: Aligning Large Language Models without Model Training

arXiv.org Artificial Intelligence

Large language models (LLMs) have shown impressive success in various applications. However, these models are often not well aligned with human intents, which calls for additional treatments on them, that is, the alignment problem. To make LLMs better follow user instructions, existing alignment methods mostly focus on further training them. However, the extra training of LLMs are usually expensive in terms of GPU compute; worse still, LLMs of interest are oftentimes not accessible for user-demanded training, such as GPTs. In this work, we take a different perspective -- Black-Box Prompt Optimization (BPO) -- to perform alignments. The idea is to optimize user prompts to suit LLMs' input understanding, so as to best realize users' intents without updating LLMs' parameters. BPO is model-agnostic and the empirical results demonstrate that the BPO-aligned ChatGPT yields a 22% increase in the win rate against its original version, and 10% for GPT-4. Importantly, the BPO-aligned LLMs can outperform the same models aligned by PPO and DPO, and it also brings additional performance gains when combining BPO with PPO or DPO. Code and datasets are released at https://github.com/thu-coai/BPO.